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SOP Manual for Securities and Commodity Exchanges SOP-623

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This article discusses “Securities and Commodity Exchanges and its sop manual”. This U.S. industry comprises establishments which are primarily engaged in furnishing physical or electronic marketplaces for the purpose of facilitating the buying and selling of stocks, stock options, bonds or commodity contracts. The annual payroll and total revenue are $1,233,834,000 and $11,905,739,000 respectively in 2017.

Standard Operating Procedure
 
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The North American Industry Classification System (NAICS) has grouped services and activities associated with Securities and Commodity Exchanges under the NAICS industry code 523210. The following list shows some activities that are associated with industry 523210,

  • Future Commodity contracts exchanges.
  • Exchanges securities.
  • Stock exchanges.
  • Commodity contracts exchanges.
  • Securities exchanges.
  • Stock or commodity options exchanges.

NAICS Code:

  • 5231 – Securities and commodity contracts intermediation and brokerage.

SIC Code:

  • 6231 – Security and commodity exchanges.

1. Standard Operating Procedures (SOP) Manual for Accounts Department
2.Standard Operating Procedures (SOP) Manual for Finance Department
3. Standard Operating Procedures (SOP) Manual for Customer Service
4. Standard Operating Procedures (SOP) Manual for CRM Department
5. Standard Operating Procedures (SOP) Manual for Credit Department
6.Standard Operating Procedures (SOP)Manual for Treasury Department
7.Standard Operating Procedures (SOP) Manual for Human Resources (HR) Department
8. Standard Operating Procedures (SOP) Manual for Training Department
9. Standard Operating Procedures (SOP) Manual for Learning & Development Department
10. Standard Operating Procedures (SOP) Manual for Administration Department
11. Standard Operating Procedures (SOP) Manual for Front Office
12. Standard Operating Procedures (SOP) Manual for House Keeping
13. Standard Operating Procedures (SOP) Manual for Safety Department
14. Standard Operating Procedures (SOP) Manual for Security Department
15. Standard Operating Procedures (SOP) Manual for Facilities Management Department
16. Standard Operating Procedures (SOP) Manual for Vigilance Department
17. Standard Operating Procedures (SOP) Manual for Legal Department
18. Standard Operating Procedures (SOP) Manual for Information Technology (IT) Department
19. Standard Operating Procedures (SOP) Manual for Sales & Marketing Department
20. Standard Operating Procedures (SOP) Manual for Design & Engineering 
21.Standard Operating Procedures (SOP) Manual for Procurement Department
22. Standard Operating Procedures (SOP) Manual for Production
23. Standard Operating Procedures (SOP) Manual for SRM Department
24.Standard Operating Procedures (SOP) Manual for Supply Chain Department
25. Standard Operating Procedures (SOP) Manual for Warehouse
26. Standard Operating Procedures (SOP) Manual for New Product Development Department
27. Standard Operating Procedures (SOP) Manual for Research and Development  
28. Standard Operating Procedures (SOP) Manual for Quality Department
29. Standard Operating Procedures (SOP) Manual for Calibration Department
30. Standard Operating Procedures (SOP) Manual for Maintenance Department

Some of the international association related to Securities and Commodity Exchanges:

  • National Association of Securities Dealers (NASD).
  • Association of Futures Markets (AFM).
  • African Securities Exchanges Association (ASEA).
  • Virtual Commodity Association (VCA).
  • The Federation of European Securities Exchanges (FESE).
  • The National Futures Association (NFA).

Internation standard related to this industry:

  • ISO 10383 market identifier.
  • ISO 9001: 2008 quality management system.
  • ISO 27001: 2013 Information security.
  • ISO 27001: 2005 Commodity market
  • ISO 14001: 2004  Environment management standard
  • ISO 9001: 2015
  • ISO 27001: 2015

Few of the World’s best companies in this industry are,

  • Intercontinental Exchange Inc | Atlanta | United State of America | intercontinentalexchange.com|
  • Cme Group Inc | Chicago | United State of America  | cmegroup.com|
  • Cboe Bats LLC | Lenexa | United State of America | cboe.com|
  • Nyse Holdings LLC | New York | United State of America | nyx.com|
  • NasdaqOmxPhlx LLC | Philadelphia | United State of America | nasdaqtrader.com|
  • New York Stock Exchange LLC | New York | United State of America | intercontinentalexchange.com|
  • Nyse Market (de) Inc | New York | United State of America | intercontinentalexchange.com|
  • IntercntnntalExchHldingsInc | Atlanta | United State of America |
  • Instinet Group LLC | New York | United State of America | instinet.com|
  • Nasdaq Corporate Solutions LLC | New York| United State of America | nasdaqomxnordic.com|
  • Intercontinental exchange Ninc | Atlanta | United State of America | theice.com|
  • NSX Holdings Inc | Chicago | United State of America | nsx.com|
  • Eurex | United State of America | Eschborn | eurexclearing.com|
  • Otc Global Holdings | United State of America | Houston | otcgh.com|
  • Boston Options Exchange | United State of America | Boston | boxexchange.com|
  • Cys Exchangers | United State of America | Limburg Netherlands | chooseyourshoes.eu|
  • MB Trading futures inc | United State of America | mbtrading.com|
  • Geneva  trading USA | United State of America | Chicago | genevatrading.com|
  • Bizx  LLC | United State of America | San Diego | bizx.info|

Some of the magazines and journals that will keep you track on:

SOP Manual for Securities and Commodity Exchanges

Research By : Pavithraprabha 

 

Written by SOP Team

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